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Initial Coin Offerings and SEC Enforcement: Protecting Investors (Part I)

by Kropf Moseley Schmitt | May 30, 2018

  By Dan Portnov The SEC’s Office of Investor Education and Advocacy (“OIEA”) came in hot last week with its HoweyCoin initial coin offering pre-sale – a mock ICO designed to teach cryptocurrency-hungry investors the lesson that some ICOs may be scams. It’s quite...

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Can You Be Liable Because of Your Job Title? Control Person Liability and Jon Corzine

Can You Be Liable Because of Your Job Title? Control Person Liability and Jon Corzine

by Kropf Moseley Schmitt | Jan 27, 2016

By: Sara Kropf One of the primary differences between criminal and civil liability is that criminal liability requires the government to prove that the defendant acted wrongfully. In a civil case, an employer may be held liable under a theory of respondeat superior if...

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